If you are an account holder and have questions about an account that is carried by Wells Fargo Clearing Services, LLC, please contact your financial advisor directly. Include a WIS Client AgreementCopy of Plan Document required for Third Party Administrative PlanRequired for Taxpayers Identification Number and CertificationUse this form to open a Corestone account and authorize the issuance of a Visa® debit card(s) and the Bank of New York Mellon to issue checks as indicated on the application.Complete this form only if the client chooses selecting Ascensus as Third Party Recordkeeper.Use this form to authorize the designation of a joint account as “Transfer on Death.”TPA to confirm that they are responsible for all applicable tax reporting, withholding, and all other reporting surrounding the retirement account.Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting (Individuals)ByOffice User | Wednesday, May 20, 2020Required for ROTH Self-Directed Individual Retirement AccountsUse this form to request a distribution from a Traditional individual retirement account (IRA), Roth IRA, simplified employee pension, SIMPLE IRA, and Education Savings Account.Use this form to request a conversion of assets from Traditional IRAs, SEP IRAs, and SIMPLE IRAs to Roth IRAs, or for a recharacterization of assets between a Roth IRA and a Traditional IRA, SEP IRA, or SIMPLE IRA.Complete this form for your records only. Submit a copy to Pershing. How do you become digitally enabled and make the most of the opportunity?We help clients drive growth, manage costs, stay ahead of regulations and attract the best people.Our clients rely on our industry expertise, financial solutions and technology platform to power their business and help provide a more secure financial future for investors.A financial services market leader located in 23 offices worldwide, we are uniquely positioned to provide advisors and firms global insights into industry trends, regulatory changes and best practices, as well as shifts in investor sentiment and expectations.The high-net-worth tier is big—and getting bigger. Complete and sign this section. Include a copy of the original IRA owner’s death certificate2019 Wedbush Tax Statement Mailing Dates:Accompanies any and all new business established through WISUse this form to specify a change in the beneficiary for a Traditional individual retirement account (IRA), Roth IRA, simplified employee pension, SIMPLE IRA, or Education Savings Account.This form is used for entities that are Non-Profit Organizations.Accompanies any and all new business established through WIS.This form is used to supply pertinent information that will be needed during the installation process if your client chooses to have Ascensus act as the recordkeeper of the plan.Required to confirm that the client is the sole-proprietor of the entityQualified Retirement Account Contribution Form2.
The Inherited IRA Adoption is page 41 – 46. Additional legal information Pershing LLC One Pershing Plaza - Attn: M Desk Dep't Jersey City, New Jersey 07399 Pershing LLC 300 Colonial Center Parkway – Attn: M Desk Dep't Lake Mary, Florida 32746 Pershing LLC 777 South Figueroa St. - Suite 1310 Los Angeles, California 90017 Note: Checks for deposit into retirement accounts where Pershing LLC is the
Pershing Clearing Services. Box 382091: 400 South Hope Street Suite 500: Pittsburgh, Pennsylvania 15250-8121: Pittsburgh, Pennsylvania 15250-8084: Pittsburgh, Pennsylvania 15250-8091: Los Angeles CA 90071 Assign a Pershing LLC account number. BNY Mellon Investment Management’s model offers the best of both worlds: specialist expertise from our forward-thinking eight investment firms, offering solutions across every major asset class, backed by the strength, scale and proven financial stewardship of BNY Mellon.Women are unique in what they need and what from financial advice; yet they face similar challenges throughout each stage of their lives.Pershing and its affiliates provide global financial business solutions.By accessing this link, you will be leaving bnymellon.com. Pershing and its affiliates provide global financial business solutions. Pershing LLC operates as an investment management company. You do not need to complete this form if your client is the only participant in the plan.Describes and defines the plan information2.Include a WIS Client AgreementBlack Diamond Recorded Training5. The Distribution Request Form must be completed by the client, or by the client and their employer, if applicable.This form is used to supply Ascensus with plan sponsor and your (the financial advisor) contact information when using the Ascensus Document Compliance Services. Complete and Submit the Asset Movement FormUse to request online access and to authorize WIS to link brokerage account(s).BLACK DIAMOND RECORDED TRAININGFee Schedule.